ANDERSON, G. BARRY, Justice.
The question presented by this case is whether the Wright County District Court erred when it granted appellant R.H.B.'s expungement petition. In May 2009 the State charged R.H.B. with first- and third-degree assault on the ground that R.H.B. injured a young child in his care. In November 2009 a jury found R.H.B. not guilty of both charges and the district court entered a judgment of acquittal. R.H.B. then petitioned the court for an order sealing the criminal records related to the alleged assault, and the court granted R.H.B.'s petition. The State appealed the district court's order granting the expungement and the court of appeals reversed. State v. R.H.B., 805 N.W.2d 927 (Minn.App.2011). We granted R.H.B.'s petition for review and now reverse the court of appeals, and reinstate the district court order granting the expungement.
The material facts in this case are largely undisputed. In December 2006 R.H.B. allegedly dropped a young child for whom R.H.B.'s wife was providing daycare. A CT scan revealed that the child had a subdural hematoma, a localized blood clot in the brain. That discovery prompted an investigation by the Wright County Department of Human Services (Wright County DHS). Based on its investigation, the Wright County DHS issued a finding of maltreatment under a preponderance of the evidence standard.
In March 2007 the State charged R.H.B. with third-degree assault (substantial bodily harm) in violation of Minn.Stat. § 609.223, subd. 1 (2010). The State later amended its complaint to include a count of first-degree assault (great bodily harm) in violation of Minn.Stat. § 609.221, subd. 1 (2010). In November 2009 a jury returned verdicts of not guilty on both charges. The district court then entered a judgment of acquittal.
In January 2011 R.H.B. petitioned the district court for an order sealing his criminal records related to the alleged assault. In particular, R.H.B.'s petition requested an order sealing all arrest, pre-trial, and trial records held by the Wright County Sheriff's Department, the Wright County Department of Community Corrections, the Wright County District Court, and the Minnesota Bureau of Criminal Apprehension. R.H.B. requested expungement of his criminal record in the "interests of justice," but R.H.B. did not identify any specific disadvantages that he would suffer if the court denied his petition.
The State asked the district court to receive oral testimony on R.H.B.'s petition. The court, which had also presided over R.H.B.'s assault trial, denied the State's request but allowed the parties to submit affidavits supporting their arguments. In his affidavit, R.H.B. recited the facts of his arrest and acquittal and stated his residential address, his lack of a criminal record, his employment status as a truck driver, and his employment history.
The State submitted three affidavits to demonstrate the public's interest in keeping R.H.B.'s criminal record unsealed.
The district court granted R.H.B.'s petition under Minnesota's expungement law — Minn. Stat. ch. 609A (2010).
Our resolution of this case turns first on the proper interpretation of Minnesota's expungement statute. Interpretation of a statute is a legal question subject to de novo review. State v. Wertheimer, 781 N.W.2d 158, 160 (Minn.2010). Interpretation of a statute begins with the statute's plain language. Goodman v. Best Buy, Inc., 777 N.W.2d 755, 759 n. 3 (Minn. 2010). When the meaning of the plain language of a statute is clear and unambiguous, we must apply that meaning. Frandsen v. Ford Motor Co., 801 N.W.2d 177, 181 (Minn.2011).
Minnesota Statutes section 609A.02, subdivision 3, authorizes an individual to petition the district court to seal "all records relating to an arrest, indictment or information, trial, or verdict ... if all pending actions or proceedings were resolved in favor of the petitioner." Minnesota Statutes
Read together, these two statutes create a two-step procedure for statutory expungement.
The decision of the court of appeals in this case contravenes the foregoing interpretation of the expungement statute. Contrary to the plain language of Minn. Stat. § 609A.03, subd. 5(b), the court concluded that "[a] petitioner seeking expungement cannot rely solely on the fact that the criminal proceedings were resolved in his favor." R.H.B., 805 N.W.2d at 929. That interpretation essentially ignores subdivision 5(b)'s preliminary language, which commands that a district court "shall grant the petition to seal the record" if all pending proceedings have been resolved in the petitioner's favor. See State v. Humes, 581 N.W.2d 317, 319 (Minn. 1998) ("The canons of statutory construction provide that `shall' is mandatory." (citing Minn.Stat. § 645.44, subd. 16 (2010))); see also Am. Family Ins. Grp. v. Schroedl, 616 N.W.2d 273, 277 (Minn.2000) (cautioning that "no word, phrase, or sentence" in a statute "should be deemed superfluous, void, or insignificant"). Indeed, if the preliminary language of subdivision 5(b) is to have any meaning, it must be that the fact of a prior acquittal is sufficient to justify expungement unless the party opposing expungement affirmatively meets its burden of persuasion.
With the proper interpretation of Minnesota's expungement statute in mind, we next address the application of the statute to R.H.B.'s expungement petition. R.H.B. was acquitted of all charges, so it is undisputed that "all pending actions and proceedings" were resolved in his favor. The parties disagree, however, about
The appropriate standard of review of a district court's determination that the State failed to establish by clear and convincing evidence that the public's interest in keeping the records unsealed outweighed the disadvantages to the petitioner of not sealing the records is a question of first impression for our court. Standard of review issues present legal questions subject to de novo review. See Am. Fed'n of State, Cnty. & Mun. Employees, Dist. Council No. 14 v. Minneapolis Cmty. Dev. Agency, 520 N.W.2d 453, 455 (Minn.App.1994).
The district court's factual findings are not in dispute.
Under an abuse of discretion standard, we will not overrule the district court unless the court exercised its discretion in an arbitrary or capricious manner or based its ruling on an erroneous interpretation of the law. Reed v. State, 793 N.W.2d 725, 729 (Minn.2010). We may also reverse the district court if its ruling "is against the facts in the record." Sarpal, 797 N.W.2d at 24.
Here, the State presented three affidavits to support its argument that sealing R.H.B.'s criminal record would threaten public safety. Two affiants from the Wright County DHS said that open criminal records help the agency to "streamlin[e] investigations" about past criminal activities and may help to demonstrate a history or pattern of misconduct. And a detective from a municipal police department in Wright County stated that open criminal records give investigating officers "more tools," "assist[] them in conducting their investigation," "show potential gaps in their investigations," and "help[] [them] when they are questioning a suspect."
These statements are unremarkable and generalized, and could be submitted in nearly every expungement case. See State
The State nevertheless argues that the district court erred by granting R.H.B.'s petition for two reasons, each based on the fact that R.H.B.'s petition did not identify any disadvantages that he would suffer if the court denied his petition. First, the State argues that R.H.B. failed to comply with the requirements of Minn.Stat. § 609A.03, subd. 2, which governs the content of an expungement petition. Second, the State argues that the district court failed to conduct the balancing test required by Minn.Stat. § 609A.03, subd. 5(b). More specifically, the State contends that its evidence of the public's interests in keeping R.H.B.'s records unsealed necessarily outweighs R.H.B.'s "non-existent disadvantages." For the following reasons, we reject the State's arguments.
Section 609A.03, subdivision 2, requires an expungement petitioner to state, among other things, "why expungement is sought... and why it should be granted." Minn. Stat. § 609A.03, subd. 2(a)(4). In the view of the State and the court of appeals, this provision requires a petitioner to identify specific disadvantages that he or she will suffer if the court denies the petition. But that reading of subdivision 2(a)(4) adds a requirement that is not present in the statute's plain language. In this context, "why" means simply "for what purpose" or "reason." See The American Heritage Dictionary of the English Language 1979 (5th ed.2011) (defining "why" as "[f]or what purpose, reason, or cause; with what intention, justification, or motive"); Webster's Third New International Dictionary of the English Language Unabridged 2612 (2002) (defining "why" as "for what cause, reason, or purpose: on what account: to what end"). Hence, in our view, R.H.B.'s petition satisfies subdivision 2(a)(4) by stating that a jury found him not guilty of all pending charges and that granting his petition is in the "interests of justice."
We also reject the State's argument that the district court failed to balance the parties' interests, as required by Minn.Stat. § 609A.03, subd. 5(b). We concede that the court could have augmented its cursory analysis with more specific findings and conclusions. Nevertheless, the court's order demonstrates that the court balanced the public's interests in keeping R.H.B.'s criminal record unsealed against the disadvantages to R.H.B. The court correctly explained that because a jury found R.H.B. not guilty of all charges, the court's analysis must "start[] with a presumption of expungement, putting the burden on the [S]tate" to overcome that presumption by clear and convincing evidence. The court then found that R.H.B. has worked in trucking or construction for more than a decade, there is no evidence that R.H.B.
Although R.H.B.'s petition failed to list any specific disadvantages that he would suffer if the court denied his petition, there are certainly inherent disadvantages caused by unproven criminal accusations — such as personal and professional reputational damage — that would be suffered by any expungement petitioner. See Jon Geffen and Stefanie Letze, Chained to the Past: An Overview of Criminal Expungement Law in Minnesota, 31 Wm. Mitchell L.Rev. 1331, 1336-41 (2005) (listing some of those disadvantages). Moreover, as we explain above, a petitioner may satisfy his or her burden of production under Minnesota's expungement statute simply by establishing the fact of his or her acquittal. See supra Part I; see also Braylock v. Jesson, 819 N.W.2d 585, 589-90 (Minn. 2012) (defining the burden of production). Therefore, a petitioner is not required to prove specific disadvantages that he or she will suffer if the petition is denied.
In conclusion, we hold that the district court did not abuse its discretion when it granted R.H.B.'s expungement petition. We therefore reverse the decision of the court of appeals.
Reversed.
WRIGHT, J., not having been a member of this court at the time of submission, took no part in the consideration or decision of this case.